Advisors with Assets Under Management

Who I Am: Early stage registered investment advisor with service platform, clearing relationships, asset allocation expertise, is ready to expand. My firm is client-focused and completely independent. I’m a passive investment manager. I do not believe that market timing, individual stock selection or purchasing actively managed funds adds value for the client; when taxes and fees are considered.

Ideal Candidate: A Commission-based broker wanting a turnkey solution for transition into a fee-based compensation model. I also provide back office support for current fee-based advisors, allowing you to focus on meeting with clients and increase your assets under management. You must have portable assets of at least $5 to $10 million. Any new advisor relationship must be a good cultural fit. A Series 65/66 is necessary. Life and health insurance licenses, CFP, CFA, JD or CPA are a huge plus. You must have good networking skills, be tech savvy, ethical, and have passion for the wealth management process.

Compensation: You will be paid a percentage of the fee revenue generated by financial planning fees, the assets that you manage, and insurance revenue that you generate. Upon hitting an asset threshold, I’m open to giving up equity in the firm, if it’s the right fit, or finance a buy in with revenue.

Other Considerations: While financial planning and investment management is my focus, I have expertise in advanced life insurance case design and relationships with many life and annuity carriers.

Serious inquires only. If you would like to start a discussion please respond via e-mail.

Location: Beaverton, Oregon
Compensation: Negotiable
Principals only. Recruiters, please don't contact this job poster.
Please, no phone calls about this job!
Please do not contact job poster about other services, products or commercial interests.

Advisors with Assets Under Management – Equity Potential (Beaverton, Oregon)